Disclosures

Astra Capital Management, Limited Liability Company (“ACM”) is a registered investment adviser offering advisory services in the State of New York where registered and in other jurisdictions where exempted. Registration as an investment adviser does not imply any particular level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by ACM in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption.

This web site is intended to provide general information about ACM and is not intended to offer investment, tax or legal advice. Nothing on this website constitutes an offer to sell or a solicitation to invest in any investment product whatsoever. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information. Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. ACM does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice. Investments involve significant risk and are not guaranteed. Past performance is not necessarily indicative of future results.

Investment strategy models, unless specifically identified as a composite of separately managed accounts, represent hypothetical returns on strategies currently offered or to be offered in the future. Hypothetical performance results in model portfolios may have notable limitations. Unlike a track record marked as a composite of participating accounts, hypothetical results do not represent actual trading capital and may be impacted by fees and costs differently than represented in the simulated trading environment. While commissions and other fees such as margin loan interest cost are accounted for in the simulated trading environment, the return stream may be altered by management fees earned and the timing with respect to the payment of these fees. Since hypothetical trades have not been executed with live capital, results may also be affected by the impact of certain market factors, such as slippage or lack of liquidity. No representation is being made that an account is likely to achieve profits or losses similar to those shown.

ACM will provide all prospective investment advisory clients with a copy of our current Form ADV Part 2A and Part 2B prior to commencing an advisory relationship. Existing clients will receive a copy on an annual basis. If you have any questions regarding compliance and regulatory information, or any of the information above, please contact us at info@astracap.com.

Privacy Policy

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

The types of personal information we collect and share depends on the product or service you have with us. This information can include:

  • Social Security number and income
  • Account balances and assets; and
  • Transaction history.

All financial companies need to share customers’ personal information to perform their services and run their everyday business. In the section below, we list the reasons financial companies and Astra Capital Management LLC can share its customers’ personal information; and whether you can limit this sharing. We can share your personal information (1) for our everyday business purposes, such as to process your transactions, maintain your account(s) or to respond to court orders and legal investigations; and (2) for our marketing purposes— to offer our products and services to you.

Astra Capital Management LLC collects non‐public personal information about you for example, when you:

  • Open an account;
  • Deposit money;
  • Seek advice about your investments;
  • Enter into an investment advisory contract; and
  • Tell us about your investment or retirement portfolio or earnings.

We are committed to protecting your privacy and your non‐public personal information. We do not sell or market your non‐public personal information to unaffiliated organizations. We maintain physical, electronic and procedural safeguards to guard your non‐public personal information. We hold our employees to strict standards of conduct regarding confidentiality, and employees who violate our Privacy Policy are subject to disciplinary process. We restrict access to your information to those employees who need to know that information to carry out their duties.

We do not disclose any non‐public personal information about our clients or former clients without the client’s authorization, except as permitted by law. We may disclose the non‐public information we collect to employees and affiliates, and unaffiliated third parties as permitted by law. Third parties may include law enforcement agencies, government and regulatory authorities, and professionals such as our legal counsel and auditors.